Robert W. Baird Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Finsbury Circus House15 Finsbury CircusLondonCity Of LondonEC2M 7EBUNITED KINGDOM- Phone
- +4402074881212
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Complaints Contact
Finsbury Circus House15 Finsbury CircusLondonCity Of LondonEC2M 7EBUNITED KINGDOM- Phone
- +4402074881212
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Thomas David Griffiths Ap Simon
IRN TDA01019
- CF21 Investment Adviser (3 Mar 2003 to 3 Dec 2004)
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Thomas Fetzer
IRN TXF01104
- SMF3 Executive Director (3 Dec 2025 to 10 Mar 2026)
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Thomas James Dunn
IRN TJD01108
- CF30 Customer (11 Oct 2013 to 17 Nov 2014)
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Thomas Jasper Nikolaus Kaskel
IRN TJK01046
- CF30 Customer (1 Nov 2007 to 29 Jan 2010)
- CF22 Investment Adviser (Trainee) (10 Jul 2007 to 31 Oct 2007)
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Thomas Michael Vercillo
IRN TMV01011
- [FCA CF] Client dealing (9 Dec 2019 to 12 May 2023)
- CF30 Customer (3 May 2017 to 8 Dec 2019)
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Thomas Pfeiffer
IRN TXP01171
- CF21 Investment Adviser (12 Aug 2005 to 30 Sep 2005)
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Tim Oliver Seidel
IRN TXS01765
- CF30 Customer (17 Feb 2014 to 15 Jul 2015)
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Timothy Cripe
IRN TXC01449
- CF30 Customer (18 Jun 2012 to 16 May 2016)
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Timothy Richardson
IRN TXR01060
- CF21 Investment Adviser (1 Dec 2001 to 28 Mar 2002)
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Toby James Bottomley
IRN TXB21628
- [FCA CF] Client dealing (since 18 Mar 2026)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.