Robert W. Baird Limited

• Principal Place of Business

  Finsbury Circus House

  15 Finsbury Circus

  London

  City Of London

  EC2M 7EB

  UNITED KINGDOM

  Phone

  +4402074881212

  Web

  https://www.bairdeurope.com

• Complaints Contact

  Finsbury Circus House

  15 Finsbury Circus

  London

  City Of London

  EC2M 7EB

  UNITED KINGDOM

  Phone

  +4402074881212

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Tom Philip Blanshard

  IRN TPB01054

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (11 Mar 2013 to 8 Dec 2019)
• Tommy Haghjoo

  IRN TXH28477

  • [FCA CF] Client dealing (17 Jan 2022 to 30 Jun 2023)
• Umberto Massucco

  IRN UXM01119

  • CF30 Customer (3 Sep 2016 to 19 Apr 2018)
• Veerapat Hirunpatawong

  IRN VXH00055

  • [FCA CF] Client dealing (15 Jun 2020 to 19 Nov 2021)
• Vijay Chauhan

  IRN VXC01121

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (24 Oct 2018 to 8 Dec 2019)
• Vinay Kumar Ghai

  IRN VKG01001

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (22 Mar 2011 to 8 Dec 2019)
• Vincent Gimenez

  IRN VXG01063

  • CF21 Investment Adviser (31 Oct 2005 to 31 Oct 2006)
  • CF22 Investment Adviser (Trainee) (8 Sep 2004 to 31 Oct 2005)
• Vincenzo Di Nicola

  IRN VXD01151

  • CF30 Customer (26 Nov 2015 to 22 Oct 2019)
• Wendy Hanson

  IRN WXH01127

  • CF21 Investment Adviser (24 May 2005 to 3 Feb 2006)
• William Henry VandenBerg

  IRN WHV01009

  • CF30 Customer (30 Jul 2012 to 21 Jun 2013)

No changes recorded yet.