Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EPIC Investment Partners (UK) Limited (no longer approved here)

    FRN 217457

    • CF30 Customer (18 Apr 2016 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 14 Nov 2011)
    • CF21 Investment Adviser (29 Nov 2006 to 31 Oct 2007)
  • Robert W. Baird Limited (no longer approved here)

    FRN 124308

    • CF21 Investment Adviser (31 Oct 2005 to 31 Oct 2006)
    • CF22 Investment Adviser (Trainee) (8 Sep 2004 to 31 Oct 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.