Vincenzo Di Nicola

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stifel Nicolaus Europe Limited

    FRN 190412

    • [FCA CF] Client dealing (since 1 Jun 2025)
  • STIFEL EUROPE LIMITED (no longer approved here)

    FRN 178733

    • (171)[FCA CF] Client dealing (16 Dec 2024 to 1 Jun 2025)
  • PIPER SANDLER LTD. (no longer approved here)

    FRN 191657

    • [FCA CF] Client dealing (5 May 2022 to 20 Sep 2024)
    • [FCA CF] Manager of certification employee (5 May 2022 to 20 Sep 2024)
  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • [FCA CF] Material risk taker (16 Jul 2020 to 18 Jan 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 18 Jan 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 18 Jan 2021)
    • CF30 Customer (16 Oct 2019 to 8 Dec 2019)
  • Robert W. Baird Limited (no longer approved here)

    FRN 124308

    • CF30 Customer (26 Nov 2015 to 22 Oct 2019)
  • Daiwa Corporate Advisory Limited (no longer approved here)

    FRN 175853

    • CF30 Customer (30 Jan 2012 to 10 Jul 2015)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (171)[FCA CF] Client dealing at STIFEL EUROPE LIMITED