Terry Huffine

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Raymond James Financial International Limited (no longer approved here)
FRN 188244
- [FCA CF] Client dealing (2 Mar 2021 to 30 Nov 2024)
Robert W. Baird Limited (no longer approved here)
FRN 124308
- [FCA CF] Client dealing (9 Dec 2019 to 11 Dec 2020)
- CF30 Customer (25 Nov 2015 to 8 Dec 2019)
Daiwa Corporate Advisory Limited (no longer approved here)
FRN 175853
- CF1 Director (7 May 2014 to 18 Sep 2015)
- CF30 Customer (3 May 2012 to 18 Sep 2015)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (22 Feb 2011 to 19 Apr 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.