Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • STIFEL EUROPE LIMITED (no longer approved here)

    FRN 178733

    • (79)CF30 Customer (9 Oct 2014 to 29 Sep 2017)
  • Robert W. Baird Limited (no longer approved here)

    FRN 124308

    • CF21 Investment Adviser (9 Feb 2004 to 11 Nov 2005)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (30 Nov 2002 to 8 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (79)CF30 Customer at STIFEL EUROPE LIMITED