Rupert George Sinclair Woolfenden

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Zeus Capital Limited

    FRN 224621

    • [FCA CF] Significant management (since 15 Jul 2024)
    • [FCA CF] Client dealing (since 26 Feb 2020)
    • [FCA CF] Manager of certification employee (26 Feb 2020 to 23 Feb 2022)
    • CF30 Customer (20 Jul 2017 to 8 Dec 2019)
  • Macquarie Capital (Europe) Limited (no longer approved here)

    FRN 193905

    • CF30 Customer (14 Mar 2016 to 18 Jul 2017)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF30 Customer (26 Mar 2012 to 16 Dec 2015)
  • Robert W. Baird Limited (no longer approved here)

    FRN 124308

    • CF21 Investment Adviser (1 Dec 2001 to 11 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

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