Robert W. Baird Limited

• Principal Place of Business

  Finsbury Circus House

  15 Finsbury Circus

  London

  City Of London

  EC2M 7EB

  UNITED KINGDOM

  Phone

  +4402074881212

  Web

  https://www.bairdeurope.com

• Complaints Contact

  Finsbury Circus House

  15 Finsbury Circus

  London

  City Of London

  EC2M 7EB

  UNITED KINGDOM

  Phone

  +4402074881212

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ishaan Chilkoti

  IRN IXC01205

  • CF30 Customer (1 Jul 2008 to 13 Feb 2012)
• Jacques Etienne Paquin

  IRN JEP01072

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Dec 2003)
• James Alexander Loydall

  IRN JXL00678

  • [FCA CF] Client dealing (since 30 Jan 2025)
• James Andrew Hipkiss

  IRN JAH01228

  • CF21 Investment Adviser (24 Sep 2003 to 10 Nov 2005)
• James Church

  IRN JXC06760

  • [FCA CF] Client dealing (9 Dec 2019 to 23 Sep 2022)
• James Dermot Wellesley-Wesley

  IRN JDW01071

  • CF3 Chief Executive (5 Oct 2004 to 14 Nov 2005)
  • CF8 Apportionment and Oversight (5 Oct 2004 to 14 Nov 2005)
  • CF1 Director (5 Mar 2003 to 5 Oct 2004)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 14 Nov 2005)
• James Gavin Le Marchant Peck

  IRN JGP01048

  • CF23 Corporate Finance Adviser (6 Feb 2004 to 29 Jul 2005)
• James Gray

  IRN JPG01139

  • [FCA CF] Client dealing (11 Apr 2023 to 23 May 2025)
• James Jewers

  IRN JXJ00379

  • [FCA CF] Client dealing (since 21 Oct 2024)
• James Lewis Kingon Pople

  IRN JLP01124

  • [FCA CF] Client dealing (since 2 Dec 2024)

No changes recorded yet.