James Gavin Le Marchant Peck

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

MIC Capital Management UK LLP
FRN 686230
- [FCA CF] Client dealing (since 19 Dec 2020)
Midmar Capital LLP (no longer approved here)
FRN 519772
- CF30 Customer (9 Aug 2013 to 7 Apr 2014)
Aspinall Capital Advisers LLP (no longer approved here)
FRN 603861
- Employed By (9 Aug 2013 to 7 Apr 2014)
Robert W. Baird Limited (no longer approved here)
FRN 124308
- CF23 Corporate Finance Adviser (6 Feb 2004 to 29 Jul 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.