Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wyvern Partners Limited (no longer approved here)

    FRN 533401

    • CF30 Customer (12 Jan 2011 to 12 Nov 2015)
  • Robert W. Baird Limited (no longer approved here)

    FRN 124308

    • CF3 Chief Executive (5 Oct 2004 to 14 Nov 2005)
    • CF8 Apportionment and Oversight (5 Oct 2004 to 14 Nov 2005)
    • CF1 Director (5 Mar 2003 to 5 Oct 2004)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 14 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.