James Gray

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Vittoria and Partners LLP

    FRN 709710

    • CF30 Customer (since 8 Jan 2026)
    • [FCA CF] Client dealing (1 Dec 2025 to 13 Feb 2026)
  • PTUK Limited

    FRN 1046643

    • (2)Employed By (since 8 Jan 2026)
  • Robert W. Baird Limited (no longer approved here)

    FRN 124308

    • [FCA CF] Client dealing (11 Apr 2023 to 23 May 2025)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [PRA CF] Significant risk taker or Material risk taker (23 May 2022 to 7 Feb 2023)
    • [FCA CF] Material risk taker (23 May 2022 to 7 Feb 2023)
    • [FCA CF] Manager of certification employee (27 Oct 2021 to 7 Feb 2023)
    • [FCA CF] Client dealing (1 Jul 2019 to 7 Feb 2023)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (28 Aug 2018 to 8 May 2019)
    • [FCA CF] Client dealing (10 Jul 2017 to 24 Jun 2019)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (28 Aug 2018 to 8 May 2019)
    • [FCA CF] Client dealing (10 Jul 2017 to 24 Jun 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 22 Mar 2017)
    • CF30 Customer (10 Nov 2010 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.