Robert W. Baird Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Finsbury Circus House15 Finsbury CircusLondonCity Of LondonEC2M 7EBUNITED KINGDOM- Phone
- +4402074881212
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Complaints Contact
Finsbury Circus House15 Finsbury CircusLondonCity Of LondonEC2M 7EBUNITED KINGDOM- Phone
- +4402074881212
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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James McAdam Stacey
IRN JXM03628
- [FCA CF] Client dealing (4 Nov 2024 to 25 Mar 2025)
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James Oliver Steel
IRN JOS01006
- CF21 Investment Adviser (1 Dec 2001 to 6 Dec 2001)
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James Sydney Wood
IRN JSW01068
- CF21 Investment Adviser (1 Dec 2001 to 1 Mar 2002)
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James Williamson
IRN JXW00466
- [FCA CF] Client dealing (since 10 Nov 2021)
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Jan-Martin Kogelfranz
IRN JXK18216
- CF30 Customer (7 Aug 2019 to 8 Dec 2019)
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Jason Mo Wan Wu
IRN JXW01215
- [FCA CF] Client dealing (26 Feb 2025 to 25 Mar 2026)
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Jason Paul Kliewer
IRN JPK01040
- CF30 Customer (1 Nov 2007 to 4 Jan 2008)
- CF21 Investment Adviser (1 Dec 2001 to 6 Apr 2006)
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Javon Flatt
IRN JXF00510
- [FCA CF] Client dealing (28 May 2023 to 6 Mar 2025)
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Jean Lemercier
IRN JXL02227
- [FCA CF] Client dealing (9 Dec 2019 to 12 May 2023)
- CF30 Customer (4 Jan 2017 to 8 Dec 2019)
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Jean-Philippe Lardenais
IRN JXL02183
- CF30 Customer (9 Aug 2016 to 6 Nov 2017)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.