Robert W. Baird Limited

• Principal Place of Business

  Finsbury Circus House

  15 Finsbury Circus

  London

  City Of London

  EC2M 7EB

  UNITED KINGDOM

  Phone

  +4402074881212

  Web

  https://www.bairdeurope.com

• Complaints Contact

  Finsbury Circus House

  15 Finsbury Circus

  London

  City Of London

  EC2M 7EB

  UNITED KINGDOM

  Phone

  +4402074881212

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jeffrey David Walsh

  IRN JDW01166

  • CF30 Customer (27 Jul 2009 to 19 Mar 2010)
• Jennifer Christine Dickson

  IRN JXA01175

  • CF30 Customer (1 Nov 2007 to 31 Jan 2017)
  • CF21 Investment Adviser (28 Jul 2003 to 31 Oct 2007)
• Jennifer Clare Rennick Markham

  IRN JCM01218

  • CF30 Customer (1 Nov 2007 to 29 May 2009)
  • CF21 Investment Adviser (24 Oct 2006 to 31 Oct 2007)
• Jennifer Grace van Panhuys

  IRN JGA01050

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • CF10 Compliance Oversight (3 Nov 2014 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (3 Nov 2014 to 8 Dec 2019)
• Jeremy Charles Hall-Smith

  IRN JCH01103

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 6 Dec 2001)
• Jerome Anthony Keen

  IRN JAK01049

  • CF21 Investment Adviser (1 Sep 2004 to 11 Nov 2005)
• Jessica Josephine Klaassen

  IRN JJK01041

  • CF21 Investment Adviser (24 Oct 2006 to 29 Dec 2006)
• Joakim Marcus El-Boher Treider

  IRN JMT01184

  • CF30 Customer (20 Aug 2012 to 10 Nov 2014)
• Johannes Bastiaan van Riel

  IRN JBV01013

  • CF30 Customer (12 Jan 2018 to 15 Mar 2019)
• John Adam Pircon

  IRN JAP01242

  • CF30 Customer (31 Aug 2010 to 8 Jul 2011)

No changes recorded yet.