Robert W. Baird Limited

• Principal Place of Business

  Finsbury Circus House

  15 Finsbury Circus

  London

  City Of London

  EC2M 7EB

  UNITED KINGDOM

  Phone

  +4402074881212

  Web

  https://www.bairdeurope.com

• Complaints Contact

  Finsbury Circus House

  15 Finsbury Circus

  London

  City Of London

  EC2M 7EB

  UNITED KINGDOM

  Phone

  +4402074881212

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John Anthony Fordham

  IRN JAF01069

  • CF30 Customer (1 Nov 2007 to 10 Dec 2012)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF3 Chief Executive (1 Dec 2001 to 10 Feb 2003)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 10 Feb 2003)
  • CF1 Director (1 Dec 2001 to 10 Dec 2012)
• John Henry Wright

  IRN JHW01055

  • CF20 Significant Mgt (Settlements) (10 Jan 2005 to 3 Jan 2006)
  • CF21 Investment Adviser (1 Dec 2001 to 11 Nov 2005)
• John Waylett Matthews

  IRN JWM01057

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Dec 2001)
• John Yuan Sun

  IRN JYS01008

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (13 May 2010 to 8 Dec 2019)
• Jon Anthony Langenfeld

  IRN JAL01279

  • SMF3 Executive Director (9 Dec 2019 to 10 Mar 2026)
  • CF1 Director (24 Jul 2013 to 8 Dec 2019)
• Jonas Laibner

  IRN JXL12341

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (16 Mar 2024 to 3 Nov 2025)
  • CF30 Customer (8 Mar 2019 to 8 Dec 2019)
• Jonathan Anthony James Lack

  IRN JAL01127

  • CF21 Investment Adviser (17 Feb 2004 to 18 Feb 2005)
• Jonathan Daniel Todman

  IRN JDT01046

  • CF21 Investment Adviser (17 Aug 2004 to 1 Jan 2007)
• Jonathan Fitzsimmons

  IRN JXF01478

  • CF30 Customer (1 Nov 2007 to 6 Jul 2008)
  • CF22 Investment Adviser (Trainee) (30 Oct 2006 to 31 Oct 2007)
• Jonathan Harrison

  IRN JJH01077

  • CF30 Customer (1 Jan 2009 to 5 Jul 2018)

No changes recorded yet.