James McAdam Stacey

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Raymond James Financial International Limited
FRN 188244
- [FCA CF] Client dealing (since 29 May 2025)
Robert W. Baird Limited (no longer approved here)
FRN 124308
- [FCA CF] Client dealing (4 Nov 2024 to 25 Mar 2025)
Oppenheimer Europe Ltd. (no longer approved here)
FRN 483856
- [FCA CF] Client dealing (26 Apr 2021 to 29 Apr 2023)
Credit Suisse (UK) Limited (no longer approved here)
FRN 124269
- [FCA CF] Client dealing (1 Mar 2019 to 11 Apr 2019)
- [FCA CF] Functions requiring qualifications (7 Jan 2019 to 11 Apr 2019)
China International Capital Corporation (UK) Limited (no longer approved here)
FRN 507542
- CF30 Customer (29 Jun 2017 to 12 Jul 2017)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF30 Customer (6 Oct 2015 to 6 Mar 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.