China International Capital Corporation (UK) Limited

• Principal Place of Business

  China International Capital Corporation (UK) Ltd

  125 Old Broad Street

  London

  City Of London

  EC2N 1AR

  UNITED KINGDOM

  Phone

  +442073675718

• Complaints Contact

  China International Capital Corporation (UK) Ltd

  125 Old Broad Street

  London

  City Of London

  EC2N 1AR

  UNITED KINGDOM

  Phone

  +442073675718

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Anson James Ge Chen

  IRN AXC00227

  • SMF16 Compliance Oversight (since 23 Nov 2023)
  • [FCA CF] Material risk taker (since 1 Dec 2020)
• Antony Babak Yousefian

  IRN ABY01002

  • CF30 Customer (2 May 2011 to 30 Apr 2017)
• Chen Song

  IRN CXS01919

  • [FCA CF] Client dealing (since 1 Dec 2020)
  • CF30 Customer (3 Oct 2011 to 8 Dec 2019)
• Cheng Peng

  IRN CXP00119

  • [FCA CF] Material risk taker (1 Dec 2020 to 21 Sep 2021)
• Chong Wang

  IRN CXW01584

  • CF28 Systems and controls (22 Feb 2010 to 21 Nov 2014)
• Dong Wang

  IRN DXW01787

  • CF1 Director (26 Oct 2011 to 1 Jun 2015)
  • CF30 Customer (8 Aug 2011 to 3 Jun 2015)
  • CF29 Significant management (8 Aug 2011 to 28 Mar 2013)
• Fei-Jing Liu

  IRN FXL01180

  • CF28 Systems and controls (25 Jul 2014 to 30 Oct 2014)
• GUO BIN HUANG

  IRN GBH01035

  • CF29 Significant management (15 Apr 2011 to 4 Oct 2011)
  • CF30 Customer (15 Apr 2011 to 4 Oct 2011)
• Haizhou Huang

  IRN HXH00031

  • SMF3 Executive Director (30 Apr 2021 to 31 Jan 2024)
• Hanyang Chen Li

  IRN HCL01005

  • [FCA CF] Client dealing (5 Jul 2022 to 25 Oct 2024)

No changes recorded yet.