China International Capital Corporation (UK) Limited

• Principal Place of Business

  China International Capital Corporation (UK) Ltd

  125 Old Broad Street

  London

  City Of London

  EC2N 1AR

  UNITED KINGDOM

  Phone

  +442073675718

• Complaints Contact

  China International Capital Corporation (UK) Ltd

  125 Old Broad Street

  London

  City Of London

  EC2N 1AR

  UNITED KINGDOM

  Phone

  +442073675718

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Huanji Li

  IRN HXL01146

  • [FCA CF] Client dealing (since 1 Dec 2020)
  • CF30 Customer (11 Jul 2018 to 8 Dec 2019)
• Huinan Zhang

  IRN HXZ00008

  • [FCA CF] Client dealing (since 5 Mar 2021)
• Ivan Zhibin He

  IRN IXH00102

  • [FCA CF] Material risk taker (since 20 Oct 2021)
• JIANGYUE LIU

  IRN JXL01819

  • CF30 Customer (7 Apr 2011 to 27 Apr 2015)
• James McAdam Stacey

  IRN JXM03628

  • CF30 Customer (29 Jun 2017 to 12 Jul 2017)
• Jiabin Huang

  IRN JXH02276

  • CF11 Money Laundering Reporting (27 Apr 2010 to 11 Aug 2010)
  • CF10 Compliance Oversight (27 Apr 2010 to 11 Aug 2010)
• Jiannan Zhang

  IRN JXZ00014

  • [FCA CF] Material risk taker (1 Dec 2020 to 24 Jun 2022)
• Jiayu Herbert

  IRN JXZ01090

  • CF30 Customer (26 Mar 2012 to 28 Dec 2015)
• Jie Zhu

  IRN JXZ00068

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Oct 2023)
• Jingjing Lin

  IRN JJL01077

  • CF29 Significant management (15 Jun 2015 to 8 Dec 2019)
  • CF30 Customer (20 Apr 2010 to 8 Dec 2019)

No changes recorded yet.