Jiayu Herbert

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oakcean Capital Limited

    FRN 985840

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 13. Giving personal recommendations on and dealing with derivatives
    • [FCA CF] Functions requiring qualifications (since 9 May 2023)
    • SMF1 Chief Executive (since 9 May 2023)
    • SMF3 Executive Director (since 9 May 2023)
    • [FCA CF] Client dealing (since 9 May 2023)
  • VAR Capital Limited (no longer approved here)

    FRN 718558

    • [FCA CF] Client dealing (9 Nov 2022 to 5 May 2023)
    • CF1 Director (AR) (9 Sep 2022 to 5 May 2023)
    • [FCA CF] Functions requiring qualifications (9 Sep 2022 to 5 May 2023)
    • CF30 Customer (9 Sep 2022 to 5 May 2023)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (25 Jan 2016 to 31 Mar 2018)
  • China International Capital Corporation (UK) Limited (no longer approved here)

    FRN 507542

    • CF30 Customer (26 Mar 2012 to 28 Dec 2015)

Recent activity

Updates to this individual's record on the FCA register.

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