China International Capital Corporation (UK) Limited

• Principal Place of Business

  China International Capital Corporation (UK) Ltd

  125 Old Broad Street

  London

  City Of London

  EC2N 1AR

  UNITED KINGDOM

  Phone

  +442073675718

• Complaints Contact

  China International Capital Corporation (UK) Ltd

  125 Old Broad Street

  London

  City Of London

  EC2N 1AR

  UNITED KINGDOM

  Phone

  +442073675718

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jonathan Peter Butler

  IRN JPB01227

  • CF30 Customer (20 Apr 2010 to 18 Jun 2018)
• KWOK FAI CHUI

  IRN KFC01012

  • CF30 Customer (16 May 2011 to 29 Nov 2013)
• Kam Lynn Wong

  IRN KXW01274

  • CF1 Director (1 Jun 2015 to 12 Nov 2016)
• Kar Ching Poon

  IRN KCP01028

  • CF30 Customer (19 Jul 2010 to 8 Jul 2011)
• Ke Cheng

  IRN KXC76260

  • [FCA CF] Client dealing (13 Jan 2021 to 31 Oct 2024)
• Kevin Joseph Meehan

  IRN KJM01079

  • [FCA CF] Client dealing (since 1 Dec 2020)
  • CF30 Customer (13 Jun 2018 to 8 Dec 2019)
• Kun Fan

  IRN KXF01193

  • CF2 Non Executive Director (18 Feb 2010 to 18 Aug 2010)
• Lan Luo

  IRN LXL47709

  • [FCA CF] Client dealing (6 Apr 2021 to 21 Jun 2021)
• Lin Shi

  IRN LXS01669

  • [FCA CF] Material risk taker (since 1 Dec 2020)
  • CF28 Systems and controls (5 Dec 2014 to 8 Dec 2019)
• Longwen Zou

  IRN LXZ19141

  • CF30 Customer (16 Sep 2019 to 8 Dec 2019)

No changes recorded yet.