China International Capital Corporation (UK) Limited

• Principal Place of Business

  China International Capital Corporation (UK) Ltd

  125 Old Broad Street

  London

  City Of London

  EC2N 1AR

  UNITED KINGDOM

  Phone

  +442073675718

• Complaints Contact

  China International Capital Corporation (UK) Ltd

  125 Old Broad Street

  London

  City Of London

  EC2N 1AR

  UNITED KINGDOM

  Phone

  +442073675718

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Lue Zhan

  IRN LXZ00007

  • [FCA CF] Material risk taker (since 1 Dec 2020)
• Mark Jonathan Ching Yang Lawson

  IRN MXL18183

  • [FCA CF] Client dealing (since 1 Dec 2020)
  • CF30 Customer (2 Sep 2019 to 8 Dec 2019)
• Michael Dean

  IRN MGD01042

  • [FCA CF] Client dealing (since 1 Dec 2020)
• Michael Ian Ridsdill Smith

  IRN MIR01010

  • CF30 Customer (21 May 2010 to 12 Jan 2012)
• Min Zhang

  IRN MXZ01128

  • CF30 Customer (1 Nov 2010 to 10 Nov 2012)
• Minxun Chen

  IRN MXC03441

  • CF30 Customer (5 Sep 2018 to 12 Feb 2019)
• Muyang Ge

  IRN MXG00591

  • [FCA CF] Client dealing (10 Mar 2023 to 27 Jan 2025)
• Robert Ben Hutchinson

  IRN RXH01642

  • CF29 Significant management (28 May 2013 to 1 Apr 2015)
  • CF30 Customer (8 Dec 2010 to 1 Apr 2015)
• Saul Benjamin Lester

  IRN SBL01023

  • [FCA CF] Client dealing (since 1 Dec 2020)
  • CF30 Customer (11 Aug 2015 to 8 Dec 2019)
• Shanshan Li

  IRN SXL02220

  • CF30 Customer (26 Feb 2018 to 22 Jun 2018)

No changes recorded yet.