Michael Ian Ridsdill Smith

• St. James's Place Wealth Management Plc

  FRN 195351

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • CF1 Director (AR) (since 15 Sep 2021)
  • Appointed representative dealing with clients for which they require qualification (since 2 Jan 2020)
  • CF30 Customer (since 19 Nov 2019)
• Life Wealth Management Ltd

  FRN 955485

  • (1)Employed By (since 15 Sep 2021)
• Frederick Charles Wealth Management Ltd (no longer approved here)

  FRN 789009

  • (5)Employed By (19 Nov 2019 to 12 Oct 2021)
• CGS International Securities UK Ltd. (no longer approved here)

  FRN 163037

  • CF30 Customer (9 Jul 2012 to 9 Apr 2019)
• China International Capital Corporation (UK) Limited (no longer approved here)

  FRN 507542

  • CF30 Customer (21 May 2010 to 12 Jan 2012)
• Citibank, N.A. (no longer approved here)

  FRN 124704

  • CF30 Customer (12 Mar 2010 to 19 Mar 2010)
• Citigroup Global Markets Limited (no longer approved here)

  FRN 124384

  • CF30 Customer (1 Nov 2007 to 19 Mar 2010)
  • CF21 Investment Adviser (13 Aug 2007 to 31 Oct 2007)
• JPMorgan Chase Bank, National Association (no longer approved here)

  FRN 124491

  • CF21 Investment Adviser (2 Aug 2006 to 10 Aug 2007)
• J.P. Morgan Securities plc (no longer approved here)

  FRN 155240

  • CF21 Investment Adviser (2 Aug 2006 to 10 Aug 2007)

No changes recorded yet.