Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (since 1 Dec 2020)
- CF30 Customer (13 Jun 2018 to 8 Dec 2019)
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- CF30 Customer (20 Apr 2016 to 1 Jul 2016)
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- CF21 Investment Adviser (18 Mar 2002 to 27 Mar 2003)
- CF26 Customer Trading (1 Dec 2001 to 18 Mar 2002)
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- CF21 Investment Adviser (18 Mar 2002 to 31 Aug 2006)
- CF26 Customer Trading (2 Dec 2001 to 18 Mar 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.