JonesTrading International Limited

• Principal Place of Business

  Second Floor

  Berkeley Square House

  London

  W1J 6BD

  UNITED KINGDOM

  Phone

  +442071136200

  Web

  https://www.jonestrading.com

• Complaints Contact

  Second Floor

  Berkeley Square House

  London

  W1J 6BD

  UNITED KINGDOM

  Phone

  +442071136200

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Alan Finbar Hill

  IRN AFH01060

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (2 Feb 2010 to 8 Dec 2019)
• Andrew Westoby

  IRN ACW01089

  • CF30 Customer (15 Jan 2019 to 16 May 2019)
• Anthony Tesoro

  IRN AXT01240

  • CF2 Non Executive Director (29 Nov 2002 to 15 Jun 2004)
• Craig Andrew Johnson

  IRN CAJ01055

  • CF30 Customer (26 May 2015 to 2 Nov 2015)
• Darren Michael Yarlett

  IRN DMY01013

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (22 Feb 2016 to 8 Dec 2019)
  • CF10 Compliance Oversight (22 Feb 2016 to 8 Dec 2019)
  • CF1 Director (22 Feb 2016 to 8 Dec 2019)
• David S Mattoon

  IRN DSM01077

  • CF30 Customer (1 Nov 2007 to 11 Aug 2015)
  • CF3 Chief Executive (29 Nov 2002 to 2 Jun 2008)
  • CF26 Customer Trading (29 Nov 2002 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (29 Nov 2002 to 7 Apr 2003)
  • CF10 Compliance Oversight (29 Nov 2002 to 7 Apr 2003)
  • CF8 Apportionment and Oversight (29 Nov 2002 to 31 Oct 2007)
  • CF1 Director (29 Nov 2002 to 23 Jun 2008)
• Gary David Cunningham

  IRN GDC01055

  • CF3 Chief Executive (22 Feb 2016 to 1 Jan 2018)
  • CF1 Director (5 Aug 2015 to 8 Nov 2019)
  • CF30 Customer (5 Aug 2015 to 8 Dec 2019)
• Gavin Thomas Spencer

  IRN GTS01022

  • CF3 Chief Executive (31 Jul 2015 to 26 Jan 2016)
  • CF11 Money Laundering Reporting (31 Jul 2015 to 26 Jan 2016)
  • CF10 Compliance Oversight (31 Jul 2015 to 26 Jan 2016)
  • CF1 Director (31 Jul 2015 to 26 Jan 2016)
  • CF30 Customer (31 Jul 2015 to 26 Jan 2016)
• Henry Jones

  IRN HLJ01018

  • CF30 Customer (23 Feb 2018 to 17 Aug 2018)
• Ian Brenner

  IRN IXB01073

  • CF30 Customer (4 Mar 2016 to 4 Aug 2016)

No changes recorded yet.