Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JonesTrading International Limited (no longer approved here)

    FRN 208165

    • CF3 Chief Executive (22 Feb 2016 to 1 Jan 2018)
    • CF1 Director (5 Aug 2015 to 8 Nov 2019)
    • CF30 Customer (5 Aug 2015 to 8 Dec 2019)
  • Haitong International (UK) Limited (no longer approved here)

    FRN 196482

    • CF30 Customer (1 Nov 2007 to 8 Mar 2011)
    • CF21 Investment Adviser (25 Jun 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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