Andrew Westoby

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Kepler Cheuvreux
FRN 958983
- [FCA CF] Client dealing (since 25 Mar 2026)
ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LIMITED (no longer approved here)
FRN 607483
- [FCA CF] Client dealing (14 Aug 2023 to 9 Jan 2024)
JonesTrading International Limited (no longer approved here)
FRN 208165
- CF30 Customer (15 Jan 2019 to 16 May 2019)
Northern Trust Securities LLP (no longer approved here)
FRN 465131
- CF30 Customer (18 Jun 2013 to 31 Mar 2014)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF30 Customer (6 Dec 2011 to 18 Jun 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.