David S Mattoon

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JonesTrading International Limited (no longer approved here)

    FRN 208165

    • CF30 Customer (1 Nov 2007 to 11 Aug 2015)
    • CF10 Compliance Oversight (29 Nov 2002 to 7 Apr 2003)
    • CF11 Money Laundering Reporting (29 Nov 2002 to 7 Apr 2003)
    • CF1 Director (29 Nov 2002 to 23 Jun 2008)
    • CF3 Chief Executive (29 Nov 2002 to 2 Jun 2008)
    • CF8 Apportionment and Oversight (29 Nov 2002 to 31 Oct 2007)
    • CF26 Customer Trading (29 Nov 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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