Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CLSA (UK)
FRN 140836
- [FCA CF] Client dealing (since 15 Oct 2020)
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- CF29 Significant management (15 Jun 2015 to 8 Dec 2019)
- CF30 Customer (20 Apr 2010 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.