James Andrew Hipkiss

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Peel Hunt LLP

    FRN 530083

    • SMF27 Partner (since 26 Nov 2025)
    • [FCA CF] Material risk taker (since 23 May 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF18 Other Overall Responsibility (24 Mar 2025 to 26 Nov 2025)
    • CF30 Customer (9 Oct 2017 to 8 Dec 2019)
  • Robert W. Baird Limited (no longer approved here)

    FRN 124308

    • CF21 Investment Adviser (24 Sep 2003 to 10 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

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