River Global Investors LLP

• Principal Place of Business

  30 Coleman Street

  London

  EC2R 5AL

  UNITED KINGDOM

  Phone

  +4402033275100

  Web

  https://www.river.global

• Complaints Contact

  30 Coleman Street

  London

  EC2R 5AL

  UNITED KINGDOM

  Phone

  +4402033275100

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John Lionel Beckwith

  IRN JLB01053

  • CF4 Partner (2 Oct 2006 to 27 Mar 2014)
• John Misselbrook

  IRN JXM01517

  • CF2 Non Executive Director (16 Feb 2018 to 8 Dec 2019)
• Jonathan Dominic Punter

  IRN JDP01043

  • CF2 Non Executive Director (21 Jan 2016 to 2 Jul 2019)
  • CF4 Partner (17 Apr 2014 to 21 Jan 2016)
• Jonathan Donald Sherlock Dawson

  IRN JDD01024

  • CF2 Non Executive Director (11 Sep 2017 to 8 Dec 2019)
• Jonathan Oscar Knowles

  IRN JOK01006

  • [FCA CF] Client dealing (since 1 Aug 2024)
  • [FCA CF] Material risk taker (since 1 Aug 2024)
  • [FCA CF] Manager of certification employee (since 1 Aug 2024)
• Julian Christopher Cripps

  IRN JCC01178

  • CF10a CASS Oversight function (1 Oct 2011 to 18 Jul 2014)
  • CF28 Systems and controls (10 Jan 2008 to 30 Jan 2015)
  • CF10 Compliance Oversight (2 Oct 2006 to 18 Jul 2014)
  • CF11 Money Laundering Reporting (2 Oct 2006 to 18 Jul 2014)
  • CF4 Partner (2 Oct 2006 to 2 Apr 2015)
• Justin Tovey

  IRN JXT06767

  • [FCA CF] Significant management (15 Sep 2020 to 31 Oct 2022)
  • [FCA CF] Material risk taker (15 Sep 2020 to 26 Jul 2022)
  • CF28 Systems and controls (15 Oct 2018 to 8 Dec 2019)
• Kenneth John McKelvey

  IRN KJM01073

  • CF4 Partner (17 Apr 2014 to 15 Aug 2014)
• Kevin James Patrick Hayes

  IRN KJH01075

  • CF28 Systems and controls (21 Mar 2016 to 16 Oct 2018)
  • CF11 Money Laundering Reporting (21 Mar 2016 to 28 Nov 2019)
  • CF4 Partner (24 Apr 2014 to 27 Nov 2019)
• Laura Ferguson

  IRN LXF00189

  • [FCA CF] Significant management (since 14 Feb 2023)

No changes recorded yet.