Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF3 Chief Executive (20 Feb 2017 to 9 Dec 2019)
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- CF10a CASS Oversight function (1 Oct 2011 to 18 Jul 2014)
- CF28 Systems and controls (10 Jan 2008 to 30 Jan 2015)
- CF10 Compliance Oversight (2 Oct 2006 to 18 Jul 2014)
- CF11 Money Laundering Reporting (2 Oct 2006 to 18 Jul 2014)
- CF4 Partner (2 Oct 2006 to 2 Apr 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.