Kevin James Patrick Hayes

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Schroders IS Limited (no longer approved here)
FRN 195028
- CF10 Compliance Oversight (21 Mar 2016 to 21 Aug 2017)
- CF11 Money Laundering Reporting (21 Mar 2016 to 21 Aug 2017)
- CF28 Systems and controls (21 Mar 2016 to 15 Oct 2018)
- CF1 Director (24 Apr 2014 to 9 Dec 2019)
River Global Investors LLP (no longer approved here)
FRN 453087
- CF11 Money Laundering Reporting (21 Mar 2016 to 28 Nov 2019)
- CF28 Systems and controls (21 Mar 2016 to 16 Oct 2018)
- CF4 Partner (24 Apr 2014 to 27 Nov 2019)
Southern Pacific Mortgage Limited (no longer approved here)
FRN 302027
- CF2 Non Executive Director (31 Oct 2004 to 23 Nov 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.