John Misselbrook

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HARGREAVES LANSDOWN FUND MANAGERS LTD.

    FRN 166016

    • SMF9 Chair of the Governing Body (since 2 Jul 2020)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • [PRA CF] Significant risk taker or Material risk taker (9 Sep 2019 to 10 Sep 2019)
    • SMF12 Chair of the Remuneration Committee (11 Jun 2018 to 1 Jul 2021)
    • SMF10 Chair of the Risk Committee (7 Mar 2016 to 1 Jul 2021)
    • CF2 Non Executive Director (16 Jan 2012 to 6 Mar 2016)
  • Schroders IS Limited (no longer approved here)

    FRN 195028

    • CF2 Non Executive Director (16 Feb 2018 to 8 Dec 2019)
  • River Global Investors LLP (no longer approved here)

    FRN 453087

    • CF2 Non Executive Director (16 Feb 2018 to 8 Dec 2019)
  • Aviva Investors UK Fund Services Limited (no longer approved here)

    FRN 119310

    • CF2 Non Executive Director (10 Jun 2014 to 23 Nov 2017)
  • Aviva Investors Global Services Limited (no longer approved here)

    FRN 119178

    • CF1 Director (16 Jul 2013 to 13 Jan 2014)
    • CF3 Chief Executive (16 Jul 2013 to 13 Jan 2014)
    • CF2 Non Executive Director (17 Oct 2012 to 16 Jul 2013)
  • Baring Fund Managers Limited (no longer approved here)

    FRN 119187

    • CF3 Chief Executive (2 Oct 2009 to 14 Nov 2011)
    • CF1 Director (2 Oct 2009 to 14 Nov 2011)
    • CF29 Significant management (1 Nov 2007 to 2 Oct 2009)
    • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
    • CF15 Internal Audit (1 Dec 2001 to 9 May 2005)
    • CF14 Risk Assessment (1 Dec 2001 to 9 May 2005)
  • Baring International Investment Limited (no longer approved here)

    FRN 122628

    • CF29 Significant management (1 Nov 2007 to 30 Dec 2011)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
    • CF15 Internal Audit (1 Dec 2001 to 9 May 2005)
    • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 31 Oct 2007)
    • CF14 Risk Assessment (1 Dec 2001 to 9 May 2005)
  • Baring Asset Management Limited (no longer approved here)

    FRN 170601

    • CF1 Director (15 Aug 2005 to 30 Dec 2011)
    • CF14 Risk Assessment (1 Dec 2001 to 9 May 2005)
    • CF15 Internal Audit (1 Dec 2001 to 9 May 2005)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 15 Aug 2005)
    • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 15 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

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