Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • THAMES RIVER CAPITAL LLP (no longer approved here)

    FRN 426349

    • CF2 Non Executive Director (19 Nov 2009 to 1 Sep 2010)
  • Pacific Capital Partners Limited (no longer approved here)

    FRN 171200

    • CF30 Customer (1 Nov 2007 to 30 Sep 2017)
    • CF1 Director (22 Nov 2004 to 30 Sep 2017)
    • CF8 Apportionment and Oversight (10 Jul 2002 to 31 Oct 2007)
    • CF3 Chief Executive (10 Jul 2002 to 16 Nov 2015)
    • CF27 Investment Management (10 Jul 2002 to 31 Oct 2007)
  • River Global Investors LLP (no longer approved here)

    FRN 453087

    • CF4 Partner (2 Oct 2006 to 27 Mar 2014)
  • Alpha Real Capital LLP (no longer approved here)

    FRN 436048

    • CF4 Partner (7 Oct 2005 to 2 Jul 2012)
    • CF27 Investment Management (7 Oct 2005 to 14 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.