River Global Investors LLP

• Principal Place of Business

  30 Coleman Street

  London

  EC2R 5AL

  UNITED KINGDOM

  Phone

  +4402033275100

  Web

  https://www.river.global

• Complaints Contact

  30 Coleman Street

  London

  EC2R 5AL

  UNITED KINGDOM

  Phone

  +4402033275100

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Lucy Draper

  IRN LXD00243

  • [FCA CF] Client dealing (since 15 Aug 2022)
• Lukas Van der Walt

  IRN LXV01044

  • CF2 Non Executive Director (30 Apr 2014 to 15 Aug 2014)
• Marcus Honig

  IRN MGH01148

  • [FCA CF] Client dealing (15 Sep 2020 to 31 Jan 2025)
  • CF30 Customer (21 Jun 2017 to 8 Dec 2019)
• Mark Christopher Johnson

  IRN MCJ01018

  • CF4 Partner (2 Oct 2006 to 11 Dec 2015)
• Martin Canavan

  IRN MXC00249

  • [FCA CF] Client dealing (15 Sep 2020 to 31 Aug 2023)
• Matthew James Hudson

  IRN MJH01258

  • SMF27 Partner (since 1 Sep 2025)
  • SMF9 Chair of the Governing Body (since 1 Sep 2025)
  • [FCA CF] Material risk taker (since 1 Jul 2025)
  • [FCA CF] Significant management (since 1 Jul 2025)
  • [FCA CF] Client dealing (since 30 Mar 2022)
  • [FCA CF] Material risk taker (15 Sep 2020 to 26 Jul 2022)
• Max Hannam

  IRN MXH01026

  • [FCA CF] Client dealing (since 1 Aug 2024)
• Mayan Uthayakumar

  IRN MXU01041

  • [FCA CF] Manager of certification employee (since 15 Sep 2022)
  • [FCA CF] Client dealing (since 15 Sep 2020)
  • CF30 Customer (11 Jan 2016 to 8 Dec 2019)
• Michael Anglim

  IRN MJA01184

  • [FCA CF] Manager of certification employee (since 1 Jul 2025)
  • [FCA CF] Client dealing (since 15 Sep 2020)
  • [FCA CF] Material risk taker (15 Sep 2020 to 26 Jul 2022)
  • CF30 Customer (29 Sep 2008 to 22 Nov 2010)
• Michael Faulkner

  IRN MJF01109

  • [FCA CF] Significant management (15 Sep 2020 to 5 Aug 2022)
  • [FCA CF] Manager of certification employee (15 Sep 2020 to 5 Aug 2022)
  • [FCA CF] Material risk taker (15 Sep 2020 to 5 Aug 2022)
  • CF4 Partner (17 Apr 2014 to 27 Nov 2019)

No changes recorded yet.