Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pacific Capital Partners Limited (no longer approved here)

    FRN 171200

    • Director of firm who is not a certification employee or a SMF manager (10 Dec 2019 to 10 Nov 2022)
    • SMF3 Executive Director (9 Dec 2019 to 14 Jul 2020)
    • CF1 Director (18 May 2016 to 8 Dec 2019)
    • CF30 Customer (13 Aug 2015 to 8 Dec 2019)
  • Argentex LLP (no longer approved here)

    FRN 781077

    • SMF27 Partner (9 Dec 2019 to 11 Dec 2019)
    • CF4 Partner (4 Jan 2018 to 8 Dec 2019)
  • Schroders IS Limited (no longer approved here)

    FRN 195028

    • CF2 Non Executive Director (15 May 2014 to 11 Dec 2015)
  • THAMES RIVER CAPITAL LLP (no longer approved here)

    FRN 426349

    • CF2 Non Executive Director (19 Nov 2009 to 1 Sep 2010)
  • River Global Investors LLP (no longer approved here)

    FRN 453087

    • CF4 Partner (2 Oct 2006 to 11 Dec 2015)
  • Alpha Real Capital LLP (no longer approved here)

    FRN 436048

    • CF4 Partner (7 Oct 2005 to 16 Jun 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.