Michael Faulkner

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • River Global Investors LLP (no longer approved here)

    FRN 453087

    • [FCA CF] Manager of certification employee (15 Sep 2020 to 5 Aug 2022)
    • [FCA CF] Significant management (15 Sep 2020 to 5 Aug 2022)
    • [FCA CF] Material risk taker (15 Sep 2020 to 5 Aug 2022)
    • CF4 Partner (17 Apr 2014 to 27 Nov 2019)
  • Schroders IS Limited (no longer approved here)

    FRN 195028

    • [FCA CF] Manager of certification employee (9 Sep 2020 to 31 Jan 2022)
    • [FCA CF] Client dealing (9 Sep 2020 to 31 Jan 2022)
    • [FCA CF] Material risk taker (9 Sep 2020 to 31 Jan 2022)
    • [FCA CF] Significant management (9 Sep 2020 to 31 Jan 2022)
    • CF3 Chief Executive (16 Apr 2014 to 4 Jul 2019)
    • CF1 Director (11 Nov 2009 to 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF29 Significant management (1 Nov 2007 to 6 Jun 2011)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.