RBS Collective Investment Funds Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Lee Antony Stokes
IRN LAS00018
- CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2001)
Leon Curtis Harrower
IRN LXH00181
- [PRA CF] Significant risk taker or Material risk taker (since 9 May 2023)
Lesley Anne Mcgill
IRN LXM37383
- [FCA CF] Manager of certification employee (since 19 Jan 2023)
Lesley Mathieson Richardson
IRN LMR01041
- CF10 Compliance Oversight (1 Jun 2007 to 19 May 2008)
Leslie Diane Gent
IRN LDG01020
- [FCA CF] Manager of certification employee (12 May 2020 to 30 Sep 2023)
- [PRA CF] Significant risk taker or Material risk taker (12 May 2020 to 28 Jun 2024)
Lucille Mary Eaglen
IRN LMG00009
- CF21 Investment Adviser (24 Apr 2002 to 24 Apr 2002)
Luke Christodoulides
IRN LXC00083
- CF21 Investment Adviser (5 Apr 2002 to 5 Apr 2002)
Malcolm John Butt
IRN MJB01633
- [FCA CF] CASS oversight function (9 Dec 2019 to 19 May 2020)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2024)
- CF10a CASS Oversight function (1 Oct 2011 to 29 Nov 2019)
- CF10 Compliance Oversight (14 Apr 2008 to 29 Dec 2009)
Marcus Wogart
IRN MXW01873
- SMF17 Money Laundering Reporting Officer (MLRO) (since 25 May 2021)
Margaret Flynn Frost
IRN MXF01404
- Director of firm who is not a certification employee or a SMF manager (since 1 Nov 2022)

Smaller firms operating under this firm's FCA authorisation.

Commercial Union Financial Services Limited (no longer appointed)
FRN 170965 · Appointed 1 Apr 1988 · Until 1 Jul 2002
Furness Building Society (no longer appointed)
FRN 159624 · Appointed 1 Apr 1988 · Until 1 Jul 2002
Commercial Union Mortgage Partnership Limited (no longer appointed)
FRN 176686 · Appointed 7 Mar 1988 · Until 1 Jul 2002
Portman Financial Services Limited (no longer appointed)
FRN 187640 · Appointed 19 Oct 1987 · Until 1 Jul 2002
TJ Farrington (no longer appointed)
FRN 156096 · Appointed 1 Aug 1987 · Until 1 Jul 2002
Craig Financial Services (no longer appointed)
FRN 131697 · Appointed 1 Mar 1987 · Until 1 Jul 2002
Hollier Browne (no longer appointed)
FRN 175733 · Appointed 1 Jan 1987 · Until 1 Jul 2002
Age Concern Hereford & Worcester (no longer appointed)
FRN 185237 · Appointed 1 Oct 1986 · Until 1 Jul 2002
Hamilton Financial Planning Services Limited (no longer appointed)
FRN 181743 · Appointed 31 Jul 1986 · Until 1 Jul 2002
Churchills Estate Agents (no longer appointed)
FRN 176723 · Appointed 28 Sep 1985 · Until 1 Jul 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.