Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RBS Collective Investment Funds Limited
FRN 122139
- [PRA CF] Significant risk taker or Material risk taker (since 9 May 2023)
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Coutts & Company
FRN 122287
- [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2022)
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- SMF16 Compliance Oversight (22 Jul 2021 to 31 Dec 2021)
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- SMF16 Compliance Oversight (22 Jul 2021 to 31 Dec 2021)
- [FCA CF] Significant management (9 Dec 2019 to 22 Jul 2021)
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- SMF16 Compliance Oversight (22 Jul 2021 to 31 Dec 2021)
- [FCA CF] Significant management (9 Dec 2019 to 22 Jul 2021)
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- SMF16 Compliance Oversight (22 Jul 2021 to 31 Dec 2021)
- [FCA CF] Significant management (9 Dec 2019 to 22 Jul 2021)
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- [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2021)
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- [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.