Malcolm John Butt

Last updated
6 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cushon Money Limited (no longer approved here)

    FRN 929465

    • [FCA CF] Manager of certification employee (27 Sep 2023 to 31 Dec 2024)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [FCA CF] Manager of certification employee (12 Jul 2023 to 1 Aug 2023)
    • [FCA CF] CASS oversight function (2 Dec 2022 to 31 Dec 2024)
    • [PRA CF] Significant risk taker or Material risk taker (30 May 2022 to 15 Dec 2022)
    • SMF18 Other Overall Responsibility (4 Oct 2019 to 31 Dec 2024)
    • [FCA CF] Material risk taker (7 Jun 2019 to 23 Aug 2021)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] CASS oversight function (2 Dec 2022 to 31 Dec 2024)
    • [PRA CF] Significant risk taker or Material risk taker (30 May 2022 to 15 Dec 2022)
    • SMF18 Other Overall Responsibility (4 Oct 2019 to 31 Dec 2024)
    • [FCA CF] Manager of certification employee (7 Aug 2019 to 23 Aug 2021)
    • [FCA CF] Material risk taker (7 Jun 2019 to 23 Aug 2021)
  • The Royal Bank of Scotland International Limited (no longer approved here)

    FRN 760675

    • [FCA CF] Manager of certification employee (24 Aug 2022 to 31 Dec 2024)
    • [FCA CF] CASS oversight function (5 Aug 2022 to 31 Dec 2024)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2022 to 31 Dec 2024)
  • NatWest Trustee and Depositary Services Limited (no longer approved here)

    FRN 794152

    • [FCA CF] Manager of certification employee (30 May 2022 to 4 Jan 2023)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 23 Aug 2021)
    • SMF18 Other Overall Responsibility (9 Dec 2019 to 31 Dec 2024)
    • CF10a CASS Oversight function (1 Jun 2018 to 8 Dec 2019)
  • RBS Collective Investment Funds Limited (no longer approved here)

    FRN 122139

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2024)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 19 May 2020)
    • CF10a CASS Oversight function (1 Oct 2011 to 29 Nov 2019)
    • CF10 Compliance Oversight (14 Apr 2008 to 29 Dec 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.