Marcus Wogart

• THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY

  FRN 114724

  • SMF16 Compliance Oversight (since 17 Nov 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 25 May 2021)
  • [PRA CF] Significant risk taker or Material risk taker (1 Apr 2022 to 20 Dec 2022)
• Coutts & Company

  FRN 122287

  • SMF7 Group Entity Senior Manager (since 17 Nov 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 25 May 2021)
  • [PRA CF] Significant risk taker or Material risk taker (1 Apr 2022 to 20 Dec 2022)
• NatWest Markets Plc

  FRN 121882

  • SMF7 Group Entity Senior Manager (since 25 May 2021)
• RBS Collective Investment Funds Limited

  FRN 122139

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 25 May 2021)
• COUTTS FINANCE CO.

  FRN 305968

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 25 May 2021)
• Lombard North Central PLC

  FRN 710598

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 25 May 2021)
• The Royal Bank of Scotland International Limited

  FRN 760675

  • SMF7 Group Entity Senior Manager (since 25 May 2021)
• NatWest Trustee and Depositary Services Limited

  FRN 794152

  • SMF7 Group Entity Senior Manager (since 25 May 2021)
• HSBC Global Asset Management (UK) Limited (no longer approved here)

  FRN 122335

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 Dec 2020)
  • CF11 Money Laundering Reporting (20 Nov 2019 to 8 Dec 2019)
• HSBC Alternative Investments Limited (no longer approved here)

  FRN 170423

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 Dec 2020)
  • CF11 Money Laundering Reporting (20 Nov 2019 to 8 Dec 2019)

No changes recorded yet.