Lesley Mathieson Richardson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Manager of certification employee (1 Jan 2021 to 6 Apr 2021)
    • CF10 Compliance Oversight (21 May 2009 to 6 Mar 2016)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Manager of certification employee (2 May 2017 to 6 Apr 2021)
    • [FCA CF] Material risk taker (7 Mar 2016 to 6 Apr 2021)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [FCA CF] Manager of certification employee (2 May 2017 to 6 Apr 2021)
    • [FCA CF] Material risk taker (7 Mar 2016 to 6 Apr 2021)
  • RBS Collective Investment Funds Limited (no longer approved here)

    FRN 122139

    • CF10 Compliance Oversight (1 Jun 2007 to 19 May 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.