RBS Collective Investment Funds Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Karen Lorraine Gillie
IRN KLG01007
- [PRA CF] Significant risk taker or Material risk taker (12 May 2020 to 30 Sep 2024)
Katie Murray
IRN KXM02157
- [FCA CF] Manager of certification employee (since 10 Jun 2021)
Keith Alexander Miller
IRN KAM01200
- [PRA CF] Significant risk taker or Material risk taker (12 May 2020 to 30 Apr 2023)
- CF30 Customer (31 Jul 2014 to 8 Dec 2019)
Keith Jones
IRN KXJ01057
- CF1 Director (1 Dec 2001 to 1 Jan 2002)
Keith William Abercromby
IRN KWA01011
- CF2 Non Executive Director (14 Mar 2006 to 14 Sep 2006)
Kenneth Byron Coombs
IRN KBC01014
- CF2 Non Executive Director (4 Apr 2011 to 12 Jan 2012)
Kerry Joane Webb
IRN KJW00049
- CF21 Investment Adviser (13 Dec 2001 to 13 Dec 2001)
Kevin Michael Hodges
IRN KMH00003
- CF21 Investment Adviser (1 Dec 2001 to 6 Sep 2002)
Kevin Paul Simons
IRN KXS01231
- CF28 Systems and controls (1 Nov 2007 to 16 Dec 2011)
- CF14 Risk Assessment (1 Dec 2001 to 4 Jun 2002)
- CF15 Internal Audit (1 Dec 2001 to 4 Jun 2002)
Laura Newman
IRN LYN01000
- SMF3 Executive Director (9 Dec 2019 to 31 Dec 2024)
- CF1 Director (31 Jul 2018 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Portman Mortgage Services Ltd (no longer appointed)
FRN 183035 · Appointed 30 Jun 1994 · Until 1 Jul 2002
Newcastle Bank (Gibraltar) Ltd (no longer appointed)
FRN 201106 · Appointed 20 May 1994 · Until 1 Jul 2002
Age Concern Gateshead Trading Limited (no longer appointed)
FRN 185236 · Appointed 16 Mar 1994 · Until 1 Jul 2002
Freeman Foreman Estate Agents (no longer appointed)
FRN 200829 · Appointed 25 Oct 1993 · Until 1 Jul 2002
Telecom Service Centres Ltd (no longer appointed)
FRN 200984 · Appointed 17 Sep 1993 · Until 1 Jul 2002
Age Concern Services (Bromley) Limited (no longer appointed)
FRN 185886 · Appointed 7 Sep 1993 · Until 1 Jul 2002
Bannister & Co (no longer appointed)
FRN 175734 · Appointed 21 Jul 1993 · Until 1 Jul 2002
GA Valuation & Survey Ltd (no longer appointed)
FRN 169638 · Appointed 17 Mar 1993 · Until 1 Jul 2002
Principality Mortgage Corp Ltd (no longer appointed)
FRN 200813 · Appointed 1 Jan 1993 · Until 1 Jul 2002
Folley & Co Insurance Services (no longer appointed)
FRN 158773 · Appointed 3 Nov 1992 · Until 1 Jul 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.