Keith Jones

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Shackleton Advisers Limited

    FRN 163291

    • Director of firm who is not a certification employee or a SMF manager (since 17 Mar 2026)
  • Pemberton Capital Advisors LLP

    FRN 561640

    • SMF9 Chair of the Governing Body (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF2 Non Executive Director (1 Oct 2013 to 8 Dec 2019)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • Director of firm who is not a certification employee or a SMF manager (2 May 2025 to 5 Sep 2025)
    • [FCA CF] Material risk taker (2 May 2025 to 5 Sep 2025)
    • SMF12 Chair of the Remuneration Committee (3 Dec 2020 to 1 May 2025)
  • HFS Milbourne Financial Services Limited (no longer approved here)

    FRN 125051

    • [FCA CF] Material risk taker (2 May 2025 to 5 Sep 2025)
    • SMF12 Chair of the Remuneration Committee (19 Sep 2021 to 2 Sep 2024)
    • Director of firm who is not a certification employee or a SMF manager (16 Aug 2021 to 19 Sep 2021)
  • Evelyn Partners Investment Services Limited (no longer approved here)

    FRN 131816

    • Director of firm who is not a certification employee or a SMF manager (2 May 2025 to 5 Sep 2025)
    • [FCA CF] Material risk taker (2 May 2025 to 5 Sep 2025)
    • SMF14 Senior Independent Director (19 Jan 2017 to 1 Sep 2020)
    • SMF12 Chair of the Remuneration Committee (7 Mar 2016 to 1 May 2025)
    • CF2 Non Executive Director (21 Jul 2015 to 6 Mar 2016)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • Director of firm who is not a certification employee or a SMF manager (2 May 2025 to 5 Sep 2025)
    • [FCA CF] Material risk taker (2 May 2025 to 5 Sep 2025)
    • SMF12 Chair of the Remuneration Committee (3 Dec 2020 to 1 May 2025)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • Director of firm who is not a certification employee or a SMF manager (2 May 2025 to 7 Sep 2025)
    • [FCA CF] Material risk taker (2 May 2025 to 7 Sep 2025)
    • SMF12 Chair of the Remuneration Committee (3 Dec 2020 to 1 May 2025)
  • Dart Capital Limited (no longer approved here)

    FRN 137569

    • Director of firm who is not a certification employee or a SMF manager (2 May 2025 to 5 Sep 2025)
    • [FCA CF] Material risk taker (2 May 2025 to 5 Sep 2025)
    • SMF12 Chair of the Remuneration Committee (8 Nov 2023 to 1 May 2025)
  • TILNEY DISCRETIONARY PORTFOLIO MANAGEMENT LIMITED (no longer approved here)

    FRN 142989

    • Director of firm who is not a certification employee or a SMF manager (2 May 2025 to 5 Sep 2025)
    • [FCA CF] Material risk taker (2 May 2025 to 5 Sep 2025)
    • SMF12 Chair of the Remuneration Committee (3 Dec 2020 to 1 May 2025)
  • Evelyn Partners Discretionary Investment Management Limited (no longer approved here)

    FRN 147103

    • Director of firm who is not a certification employee or a SMF manager (2 May 2025 to 5 Sep 2025)
    • [FCA CF] Material risk taker (2 May 2025 to 5 Sep 2025)
    • SMF12 Chair of the Remuneration Committee (3 Dec 2020 to 1 May 2025)
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