Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBS Collective Investment Funds Limited (no longer approved here)

    FRN 122139

    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2024)
    • CF1 Director (31 Jul 2018 to 8 Dec 2019)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [FCA CF] Manager of certification employee (25 Jun 2018 to 31 Dec 2024)
    • [FCA CF] Material risk taker (25 Jun 2018 to 31 Dec 2024)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Manager of certification employee (2 Apr 2018 to 31 Dec 2024)
    • [FCA CF] Material risk taker (2 Apr 2018 to 31 Dec 2024)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF29 Significant management (16 Apr 2008 to 30 Mar 2009)
    • CF30 Customer (1 Nov 2007 to 15 Apr 2008)
    • CF22 Investment Adviser (Trainee) (17 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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