Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (9 Dec 2019 to 31 Dec 2024)
- CF1 Director (31 Jul 2018 to 8 Dec 2019)
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- [FCA CF] Manager of certification employee (25 Jun 2018 to 31 Dec 2024)
- [FCA CF] Material risk taker (25 Jun 2018 to 31 Dec 2024)
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- [FCA CF] Manager of certification employee (2 Apr 2018 to 31 Dec 2024)
- [FCA CF] Material risk taker (2 Apr 2018 to 31 Dec 2024)
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- CF29 Significant management (16 Apr 2008 to 30 Mar 2009)
- CF30 Customer (1 Nov 2007 to 15 Apr 2008)
- CF22 Investment Adviser (Trainee) (17 Sep 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.