Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 27 Jun 2006)
    • Employed By (since 27 Jun 2006)
  • RBS Collective Investment Funds Limited (no longer approved here)

    FRN 122139

    • CF21 Investment Adviser (13 Dec 2001 to 13 Dec 2001)
  • Skipton Building Society (no longer approved here)

    FRN 153706

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.