Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (1 Apr 2020 to 29 Feb 2024)
- CF2 Non Executive Director (5 Mar 2018 to 8 Dec 2019)
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- CF2 Non Executive Director (20 Dec 2013 to 30 Jun 2014)
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- CF30 Customer (3 May 2013 to 22 Nov 2013)
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- CF2 Non Executive Director (23 Aug 2012 to 30 Jun 2014)
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- CF2 Non Executive Director (4 Apr 2011 to 12 Jan 2012)
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- CF1 Director (23 Sep 2009 to 12 Jan 2012)
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- CF30 Customer (1 Nov 2007 to 12 Jan 2012)
- CF29 Significant management (1 Nov 2007 to 12 Jan 2012)
- CF19 Significant Mgt (Financial Resources) (14 Dec 2004 to 5 Feb 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.