Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Julius Baer International Limited (no longer approved here)

    FRN 139179

    • Director of firm who is not a certification employee or a SMF manager (1 Apr 2020 to 29 Feb 2024)
    • CF2 Non Executive Director (5 Mar 2018 to 8 Dec 2019)
  • DEUTSCHE TRUSTEE COMPANY LIMITED (no longer approved here)

    FRN 122126

    • CF2 Non Executive Director (20 Dec 2013 to 30 Jun 2014)
  • Record Currency Management Limited (no longer approved here)

    FRN 114097

    • CF30 Customer (3 May 2013 to 22 Nov 2013)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF2 Non Executive Director (23 Aug 2012 to 30 Jun 2014)
  • RBS Collective Investment Funds Limited (no longer approved here)

    FRN 122139

    • CF2 Non Executive Director (4 Apr 2011 to 12 Jan 2012)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • CF1 Director (23 Sep 2009 to 12 Jan 2012)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (1 Nov 2007 to 12 Jan 2012)
    • CF29 Significant management (1 Nov 2007 to 12 Jan 2012)
    • CF19 Significant Mgt (Financial Resources) (14 Dec 2004 to 5 Feb 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.