Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Phoenix Life CA Limited
FRN 110481
- SMF7 Group Entity Senior Manager (since 28 Jun 2023)
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RBS Investment Executive Limited
FRN 563849
- [FCA CF] Manager of certification employee (since 29 Mar 2023)
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Phoenix Life Limited
FRN 110418
- SMF7 Group Entity Senior Manager (since 12 Dec 2022)
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ReAssure Life Limited
FRN 110462
- SMF7 Group Entity Senior Manager (since 12 Dec 2022)
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ReAssure Limited
FRN 110495
- SMF7 Group Entity Senior Manager (since 12 Dec 2022)
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Standard Life Assurance Limited
FRN 439567
- SMF7 Group Entity Senior Manager (since 12 Dec 2022)
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RBS Collective Investment Funds Limited
FRN 122139
- [FCA CF] Manager of certification employee (since 10 Jun 2021)
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- SMF7 Group Entity Senior Manager (since 18 Jan 2020)
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- SMF2 Chief Finance (since 1 Jan 2019)
- [FCA CF] Material risk taker (7 Mar 2016 to 8 Feb 2019)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 15 Dec 2022)
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NatWest Markets Plc
FRN 121882
- SMF7 Group Entity Senior Manager (since 1 Jan 2019)
- CF28 Systems and controls (16 Nov 2015 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.