RBS Collective Investment Funds Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Karen Lorraine Gillie
IRN KLG01007
- [PRA CF] Significant risk taker or Material risk taker (12 May 2020 to 30 Sep 2024)
Katie Murray
IRN KXM02157
- [FCA CF] Manager of certification employee (since 10 Jun 2021)
Keith Alexander Miller
IRN KAM01200
- [PRA CF] Significant risk taker or Material risk taker (12 May 2020 to 30 Apr 2023)
- CF30 Customer (31 Jul 2014 to 8 Dec 2019)
Keith Jones
IRN KXJ01057
- CF1 Director (1 Dec 2001 to 1 Jan 2002)
Keith William Abercromby
IRN KWA01011
- CF2 Non Executive Director (14 Mar 2006 to 14 Sep 2006)
Kenneth Byron Coombs
IRN KBC01014
- CF2 Non Executive Director (4 Apr 2011 to 12 Jan 2012)
Kerry Joane Webb
IRN KJW00049
- CF21 Investment Adviser (13 Dec 2001 to 13 Dec 2001)
Kevin Michael Hodges
IRN KMH00003
- CF21 Investment Adviser (1 Dec 2001 to 6 Sep 2002)
Kevin Paul Simons
IRN KXS01231
- CF28 Systems and controls (1 Nov 2007 to 16 Dec 2011)
- CF14 Risk Assessment (1 Dec 2001 to 4 Jun 2002)
- CF15 Internal Audit (1 Dec 2001 to 4 Jun 2002)
Laura Newman
IRN LYN01000
- SMF3 Executive Director (9 Dec 2019 to 31 Dec 2024)
- CF1 Director (31 Jul 2018 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Insurance House (no longer appointed)
FRN 201297 · Appointed 14 Jan 1999 · Until 1 Jul 2002
Karl Tatler Estate Agents (no longer appointed)
FRN 201190 · Appointed 1 Dec 1997 · Until 1 Jul 2002
Mark Stephenson & Company (no longer appointed)
FRN 201065 · Appointed 24 Nov 1997 · Until 1 Jul 2002
Tesco Personal Finance Limited (no longer appointed)
FRN 186022 · Appointed 5 Mar 1997 · Until 1 Jul 2002
Caesar Properties Limited (no longer appointed)
FRN 184691 · Appointed 16 Jan 1997 · Until 1 Jul 2002
Wilson Estate and Property Mangement Agents (no longer appointed)
FRN 186533 · Appointed 1 Jan 1997 · Until 1 Jul 2002
Castle Insurance Services (no longer appointed)
FRN 185791 · Appointed 1 Jan 1997 · Until 1 Jul 2002
Carters Independent Estate Agents (no longer appointed)
FRN 183423 · Appointed 15 Dec 1996 · Until 1 Jul 2002
Dugan & Graham (no longer appointed)
FRN 201278 · Appointed 2 Dec 1996 · Until 1 Jul 2002
Carrington Estate Agents (no longer appointed)
FRN 201088 · Appointed 1 Sep 1996 · Until 1 Jul 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.