Radiant Financial Planning Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Sovereign Place20 The PointMarket HarboroughLeicestershireLE16 7QUUNITED KINGDOM- Phone
- +441858469910
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Complaints Contact
Sovereign Place20 The PointMarket HarboroughLeicestershireLE16 7QUUNITED KINGDOM- Phone
- +4401858469910
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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P2P Lending Advice
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Buy-to-Let Start Date
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Buy-to-Let Status
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Mark Gilruth
IRN MAG00051
- [FCA CF] Functions requiring qualifications (23 Mar 2023 to 11 Oct 2023)
- [FCA CF] Client dealing (23 Mar 2023 to 11 Oct 2023)
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Mark Kearle
IRN MTK00008
- Appointed representative dealing with clients for which they require qualification (28 Mar 2024 to 31 Oct 2024)
- CF30 Customer (9 Mar 2024 to 8 Nov 2024)
- CF1 Director (AR) (9 Mar 2024 to 8 Nov 2024)
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Mark Turton
IRN MJT00064
- [FCA CF] Functions requiring qualifications (12 Jan 2023 to 4 Sep 2023)
- [FCA CF] Client dealing (12 Jan 2023 to 4 Sep 2023)
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Martin Poole Rivers
IRN MPR01078
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 31 Oct 2024)
- [FCA CF] Functions requiring qualifications (since 31 Oct 2024)
- Appointed representative dealing with clients for which they require qualification (28 Mar 2024 to 9 Apr 2025)
- CF30 Customer (9 Mar 2024 to 10 Dec 2024)
- CF1 Director (AR) (9 Mar 2024 to 10 Dec 2024)
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Mary Louise Henderson
IRN MLH01107
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 4 Jan 2023)
- [FCA CF] Functions requiring qualifications (since 4 Jan 2023)
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Matthew Craig Appleby
IRN MCA01062
- CF30 Customer (8 May 2018 to 31 Dec 2019)
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Michael Dutton
IRN MXD02231
- [FCA CF] Functions requiring qualifications (23 Mar 2023 to 2 Feb 2024)
- [FCA CF] Client dealing (23 Mar 2023 to 2 Feb 2024)
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Michael Graham Baxter
IRN MGB01138
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 22 Aug 2022)
- [FCA CF] Client dealing (since 22 Aug 2022)
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Michelle Ann Woodward
IRN MAW01277
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- [FCA CF] Functions requiring qualifications (since 6 Dec 2022)
- [FCA CF] Client dealing (since 6 Dec 2022)
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Miles Clifford William Goodworth
IRN MCG00010
- CF1 Director (AR) (31 May 2018 to 4 Jul 2019)
- CF1 Director (23 May 2018 to 4 Jul 2019)
- CF30 Customer (15 Apr 2015 to 31 May 2018)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Corporate Workplace Benefits Limited (no longer appointed)
FRN 709717 · Appointed 14 May 2018 · Until 26 Jun 2019
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Frank Financial Services (no longer appointed)
FRN 785648 · Appointed 1 Aug 2017 · Until 24 Aug 2020
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Professional Practice Services Limited (no longer appointed)
FRN 770977 · Appointed 3 Feb 2017 · Until 24 Aug 2020
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Corporate Workplace Benefits Limited (no longer appointed)
FRN 709717 · Appointed 9 Jul 2015 · Until 3 Aug 2017
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.