This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

CBK (Swansea) Ltd

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FRN: 442032
Companies House: 05577803
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Suite 3

Henley House, Queensway

West Business Park

Swansea

West Glamorgan

SA5 4DJ

UNITED KINGDOM

Phone

+4403003038525

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Andrew William Baker
IRN AWB00014
- Employed By (31 Oct 2011 to 18 Jul 2014)
Caroline Williams
IRN CXP00088
- Employed By (21 Jan 2014 to 5 May 2015)
Keith David Williams
IRN KDW00004
- Employed By (16 Dec 2005 to 8 Sep 2006)
Mark Kearle
IRN MTK00008
- Employed By (18 Nov 2005 to 8 Nov 2024)
Martin Poole Rivers
IRN MPR01078
- Employed By (20 Aug 2008 to 10 Dec 2024)
Simon John Baker
IRN SXB00096
- Employed By (31 Jan 2012 to 13 Feb 2014)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.